VII:
Corruption, Immunity,
Discreation
I.
Corruption
From the late middle ages forward royal absolutism was determined
by an enormously stable polarity. At one extreme kingship required
an identification or merger with the source of its authority
and the origin of its virtue. Sovereignty was secured to the
extent monarchy could lay claim to being the maker of law or
the actual presence of god. The perfection of absolutism was
a direct function of the intensity of this identification, and
its weakness a consequence of any rupture, gap or distancing.
Within the Christian tradition sovereign absolutism was condemned
to stand at a certain distance by the terror of blasphemy: the
monarch's approximation to God must always fall short of an
identification. Blasphemy was the name of a gap between divinity
and divine right. Similarly, the legal tradition inserted a
space between sovereignty and its source by virtue of an intense
reciprocity. Though kings made law, it was equally true that
kingship itself was produced by law. A law making king and a
king making law. Absolutism, constrained to a mere approximation
by blasphemy and the originality of law, nevertheless had the
power to define, reveal and specify instances of blasphemy and
to interpret the law of its creation. At the other end of this
polarity the inevitable contextualization of power produced
a political division of labor within which absolutism found
the truth of its functioning. In the exercise of its freedom
sovereignty inevitably confronted limits, crossed boundaries,
and was accused of usurpation. Thus confined by a law establishing
the specificity of its place within a system of rule, royal
absolutism had recourse to the prerogative: a mechanism of sovereign
power simultaneously subsumed within the division of labor and
perpetually threatening to transcend it. At this end of the
polarity, the tension of usurpation and the prerogative; at
the other end, the tension of blasphemy and the finality of
royal interpretations.
Since
these were two poles of a single axis of power there was a tendency
toward reciprocal implication. The proximate identification
of absolutism with the source of its virtue and authority entailed
an extended prerogative which threatened the division of labor
and generated various crises of usurpation. And in reverse:
Defense of the prerogative at the limits of its functioning
necessarily had recourse to an increasingly proximate identification
with its source, and thus confronted blasphemy. Along the axis
of power an excess at one pole required an excess at the other;
a deficiency of one implied a deficiency of the other.
Intersecting
the axis of public power and public right constituting a legal
imperium was a radius of private power and right grounded in
a mere dominium. Along this line of difference the monarch was
neither law making king nor divine delegate but simply a finite,
temporary, completely fallible and potentially treasonous natural
person. Not the King who never dies, but the thoroughly mortal
king; not Charles II, but Charles Stuart; not the eternity (aevum)
of a divine office, but the finitude of an occupant never above
the law as its author and its sovereign source, but always below
the law and subject to it. This tangent severing and connecting
the mystical body of an absolute monarch with the natural body
occupying an office conducted a drainage as well as a contamination.
Public power could be drained off in an outward flow from the
polar axis of absolutism and be used in the service of private
desires: to enlarge the dominium at the expense of the imperium.
And in reverse: an influx of private desires contaminating the
deployment of public power for parochial, petty purposes.
The
line of difference that severed office from occupant, that drained
public power and contaminated it, also contributed to the possibility
of blasphemy. To be both God and man isr after all, a special
condition. The mystical body of Christ was a quality of being
and not an off ice, and this alone would seem sufficient to
restrain royal absolutism within an approximation. But the royal
office, immortal as suchy was also haunted by the inevitable
death of its temporal and temporary occupant whose only hope
of resurrection lay in the Corporation Sole: the diachronic
serial succession of individual monarchs each one of which was,
at her moment, the full expression of the royal species in its
infinite (aevum) multiple singularity. The death of the body
natural, or perhaps more accurately pretensions that disregard
its inevitability, supplemented the blasphemy of power with
the profanity of time. The complexity of royal absolutism was
formed along these two lines: the axis of public power, and
the line of difference with private finitude. At one pole of
the public axis lay the tension of blasphemy and its self-serving
delimitation, at the other pole the tension of usurpation and
the prerogative, and along the tangent differentiating the private
occupant from her sovereign office ran the drainage of public
power and the contamination of private whim.
This is the model of political power the modern world inherited
from Feudalism. Without regard for the relocation of the ultimate
source of virtue and authority - a shift from divine transcendence
to democratic immanence, or the multiplication and diffusion
of official power in the elaboration of bureaucratic forms,
or the "privitization" of collective power in the
form of the 19th century commercial corporation, the determination
of an office was entirely in terms of a polar public axis and
a line of differentiation severing and connecting office and
occupant: a relation with founding authority, a situation within
a division of labor, and a distinction between the indefinite
life of the office and its mortal and finite occupant. In this
sense democratic power lives in the shadow of a royal absolutism
that outlines the contours of every office while obscuring certain
of its seemingly archaic features. We see the axis of public
power connecting the poles of authority and the division of
labor, and we see the line of difference separating office and
occupant, but we tend to miss their intersection.
Since
the end of the 17th century the possibility of corruption is
a contingent relation of the distinction between private and
public in the sense that corrupt actions find their point of
origination, source of energy, and beneficial consequences in
private desires and satisfactions rather than in public motivations
and utilities. Corruption is thus posed as a problem of drainage
and contamination, and at the surface there is no reason to
quarrel with this understanding. But the difficulties arising
in the diffuse instances of supposed corruption cannot be resolved
by simply traversing the line of difference separating office
from officer. Not every usurpation, understood as a violation
of the relevant division of labor, amounts to corruption; and
alleged corruption may be avoided, elided and negated by reference
to an enlarged understanding of the connection between an office
and its founding authority.
The
President, being very anxious to have his proposals to reform
the economy accepted by the Congress, promises several of
its members who represent oil producing states that he will
veto any effort by the Congress to enact an excess profits
tax adversely affecting their constituency.
We
assume, in politics, a certain reciprocity of desire. The continuation
of an occupant in her office and the satisfaction of constituent
demands are mutually reinforcing. Both may be understood as
lying within a domain of private, particular and subjective
interests that receive sufficient political recognition to be
transformed into the currency of a public exchange. Supporting-vote
in return for vetopromise simultaneously satisfies the private
desires of officials and the equally private desires of constituents
in whose name the transaction is made. Interrogation of this
exchange for the source of its unique political character necessarily
implicates the problematic of corruption.
1.
The Veto. Above fragmentation and beyond the reach
of factions, a singular articulation of the democracy. Neither
a plebicite nor referendum but in some ways superior to both
in its access to informtion and expertise, the power of veto
encloses conflicting goals and strategies as it reconciles immediate
necessity with fundamental values and the implicit assumption
of an indefinite social continuity.
There is, to be sure, the possibility of mistake in confusing
the particular and the general good, and this is why the veto
power can never claim an absolute identification with a virtuous
authority beyond error but is constrained to approximate its
sovereign source; the impossibility of error is nothing less
than a secular blasphemy. This danger of an absolutist identification
is supplemented (certainly not caused) by the potential for
contamination flowing in along the line of difference from private
life, and most commonly makes its appearance in the form of
suspicion: the scandal of improper motivation articulating itself
upon the axis of public power as a hidden agenda. Perhaps the
history of rule should be written at the intersection of blasphemy
and scandal.
Does
this exchange of supporting-vote for veto-promise not compromise
the independence upon which a division of labor depends? What
passes, at one glance, for the mutual satisfactions of two constituencies
or the reconciliation of general and particular interests becomes,
at another, a usurpation of function arising out of the normative
certainty that no politician could resist the excess-profits-veto
promise. But a division of labor policed by usurpation cannot
allow this potential transgression to undermine the complimentarity
upon which the division depends; the wall of limitation must
also be the membrane of facilitation. Should we not, therefore,
distinguish instances of exchange from those of force and compulsion?
Quite apart from the intriguing question whether a political
division of labor can assimilate the archaic moral and modern/commercial
distinction between temptation and coercion, usurpation must
find its resolution within a framework of legitimacy along the
axis of public power according to a discourse of excess and
deficiency.
2.
The Vote. Since the 17th century the disposition of
a legislative vote finds its legitimacy within a theory of representation
intensely conflicted over the proximity/di stance connecting
and dividing the politician from her constituency. A legislative
vote may be justified by reference to the constituency as that
absolute and virtuous source of law making authority; or it
may be grounded in a recognized freedom to exercise judgment
grounded in a privileged knowledge; or it may be corrupt, the
consequence of a contamination flowing in along the line of
difference separating the office from its occupant. Unfortunately,
this simple model does not account for partial constituencies,
special interests, divergent demands, pressure groups, or the
silence of the oppressed: the multiplicities buried by democratic
totalizations. Representation is incapable of absorbing a social
multiplicity which threatens to either dissolve it by fragmentation
(how many representatives would be needed where interests are
grounded in subjectivity?), or cut it loose from sovereign authority
(an absolute multiplicity yielding an absolute independence).
Representation is be kept afloat by a haphazard, sloppy, inconsistent
and contradictory universalization of particular interests which
is other than corrupt because 'in the long run this preference
will benefit everyone,' or 'other interests will also receive
special attention thus undermining and reducing the advantage
gained' by the original privilege, and by finding the truth
of politics in that infinite circularity known as process.
In
brief outline,, these are the terms in which the legislative
vote approximates its source of sovereign authority. At the
opposite pole of the axis of power is a division of labor that
understands representation as process and participation: the
legislative vote is but one among many, and this singularity
both trivializes and displaces the potential for usurpation.
According to the great Madisonian schema, the babble of factions
self-destructs, and from the ashes of this implosion rises the
general good. There can be little danger of usurpation where
virtue reigns as an absence. Such danger as remains is the consequence
of a presidential intrusion that reduces the legislative vote
to a conduit, a mere vehicle; what is heard in the legislature
is not the voice of a constituency however elided, reduced or
transformed, but that of another office refusing to wait its
time or be confined within its space of proper functioning.
The vote and the veto are thus two aspects of the same potential
transgression.
3.
The Currency. Vote and veto may be joined with a longer
menu of possibilities. There is the promise of appointment to
high office for the legislator, a member of his family, friend,
protege, or substantial contributor to his campaign; or perhaps
an assurance of support in any reelection effort by the exercise
of suasion, influence or fund raising. There is also the possibility
of cash. What is the relevance of a currency?
Consider,
first, a specific theater of circulation within which certain
currencies are confined. Flowing along the public axis are power
relations the production and exchange of which cannot be further
abstracted. The irreducibility of these relations implies their
expression entirely within the movement and effects of bodies:
promises, appearances, statements of support, assurances, alliances
and severances, rhetorical skill, strategic or tactical skill
or the application of knowledge. In essence, the public sector
produces relations of power that circulate exclusively through
a currency of labor. This labor-power freely circulates independent
of the lines articulating the division of labor, and specifies
the relative proximity/di stance of an office from its source
of sovereign authority (i.e.r having the ear of the people,
being their voice, knowing their will, etc.). But it does not
follow that by referring to this currency as labor-power rather
than "influence", as political science would have
it, and ascribing to it a freedom of circulation, the capitalist
law of value inevitably operates along the axis of public power.
On the contrary, the value of any particular exercise of labor-power
is determined by its context, by its use across the domain of
its specific functioning - particularly in relation to the immediate
trading partner. The value of a legislative vote or a presidential
veto-promise cannot otherwise be determined. Hence the irreducibility
of this labor-power produced and exchanged within relations
of power along the public axis; perhaps a vestigial form of
the primitive 'gift'.
Consider,
second, the impact of alternative currencies. The alternative
is not really a plurality of possibilities to the extent that,
under the conditions of capitalist exchange, the law of value
reduces all options to a singular measure. The intrusive consequence
of this alternative is profound: relations of power that are
multiple, different and unique are comodified by submission
to the market law of the same. Since no other currencies can
survive this invasion there are but two reciprocal possibilities
for the axis of public power: (1) If not labor-power, then cash;
(2) If cash, then cash only.
Consider,
third, the difficulty of maintaining the irreducibility of political
labor-power as external to the capitalist law of value that
otherwise envelopes all social relations. This difficulty is
confronted at two levels. if political labor-power is exempt
from the law of value why are there not other exclusions, gaps
and special cases that reject submission to a universal currency?
And is it not exceptionally naive to suppose that relations
of power along the public axis enjoy an absolute externality
from relations of production and the consequential accumulations
of wealth.
Consider,
finally, the complex formed by four oppositions: labor-power/cash,
public/private, autonomy/participation, exchange/corruption.
The axis of public power can provide a theater within which
labor-power functions as a specific and exclusive currency only
to the extent it enjoys a certain autonomy from general market
relations. This autonomy is specified by the line of difference
severing and connecting private life, and is policed - at the
intersection - by the notion of corruption. Corruption, in turn,
is the name of a contamination along the line of difference
from the private in the form of the capitalist law of value.
The autonomy of the axis of public power is partially maintained
by this exclusion, but the exclusion is trivialized to the extent
political relations of power are inherently dependant on relations
of production, and because these relations of power necessarily
assume the universal truth of the law of value expressed in
the discourse of 'interest'.
Two
preliminary general observations seem plausable. while the general
structure of monarchy formed around the critical points of blasphemy,
usurpation and corruption survive the modern corporation - in
its state and private organizations, the capitalist revolution
introduced a shift of intensity from blasphemy and usurpation
to corruption. Blasphemy and usurpation marked the polar limits
of a political discourse centered on the prerogative. The relation
of mystical to natural body - of office to officer - was not,
strictly speaking, an additional or external limit on royal
power but was inherent in absolutist incursions either in the
direction of the sacred or toward the division of labor. After
the 17th century the focus of critical intensity is corruption:
the danger of contamination flowing along the line of difference
severing office and officer. Since the office/officer dualism
has now fully penetrated across all bureaucratic, organizations,
issues of excess/deficiency in relations of power are distributed
around the legal definition of an office. The secularization
of sovereignty and the dispersion of offices eliminates the
issue of the prerogative in its relation to absolutism and installs
in its place the problematic of law and discretion.
The
king in his body natural was fully immersed in a feudal order
that did not a sharply divide social and political relations.
To this extent the line of difference transecting the axis of
public power did not terminate in a private life: the body natural
of feudalism may not be equiparated with bourgeois privacy.
After the 17th century private life comes to be understood as
a realm of freedom - freedom from the strictures of an office
if not from the encompassing demands of moral codifications
and the dangers of deviance or degeneracy. Within this space
of freedom private individuals pursue their subjectively apprehended
and arbitrarily conceived self interest in relations of exchange
subject to the law of value. Self interest makes its appearance
along the axis of public power in two forms: as that which is
represented in political life - the irreducible signified; and
as the motivational force of representatives - the energy of
political careers infusing offices and placements generating
personal advantage and sometimes even the simulacrum of glory.
Self interest is to be otherwise excluded, but this does not
provide sufficient protection from contamination since the proper
functioning of democratic politics is determined by an essential
coincidence: maximizing the points of contact between the self
interest of the represented and that of the representative.
Hence the emergence of labor power as an exclusive currency
and the reciprocal, largely formal, and inherently contradictory
exclusion of the capitalist law of value. Politics is thus severed
from the economy by the removal of that essential linkage connecting
the pursuit of self interest to a generalized system of exchange.
One might even say that, with capitalism, the first principle
of politics is corruption
II.
Immunity.
Accountability is the name of an absurdity doomed to merely
circle about the plenitude of virtue and authority established
by the absolute identification of rulership with its sovereign
source. Accountability finds its fundamental condition of possibility
in the gap blasphemy describes between rulership and its source
of virtue and authority. But the same gap necessarily robs accountability
of a ground, a voice, an exegetical foundation. If blasphemy
keeps rulership at a distance who, in the name of accountability,
may close it? If the meaning of ruling power is given in its
privileged access to absolute sovereignty, accountability can
speak only from a position of closer approximation and, consequently,
undermines rulership by substitution. A conservative principle
of accountability appears impossible because in a singular movement
blasphemy gives it life and reduces it to silence. Justice is
not blind but mute. From the perspective of sovereignty, accountability
is treasonous when it fails and revolutionary when it succeeds.
This
is the ancestry of a series of divisions articulated upon rulership
in the service of accountability. They may be grouped as the
division of labor if it is understood that this notion encloses
the practical confrontations and ameliorations of power within
feudal or bureaucratic functioning as well as the theory of
shared sovereignty formulated as counciliarism. by the radical
branch of early civic humanism, revived and redeployed during
the Counter Reformation, and ultimately surviving in the changing
forms of the separation of powers in the English tradition from
the 17th Century forward. Though the theory of shared sovereignty
finds its point of origination at one pole of the axis of public
power, its locus of functioning is at the other - within a division
of labor formed either by the necessities of shared power within
a singularity of rulership (kingship), or within a formal structure
of multiple agencies. It is in this sense that the division
of labor solves the problem of sovereign accountability by giving
criticism a voice, by grounding it in the same sovereign source
as that which it attacks. It is no longer a question of treason,
on the one hand, or revolution, on the other, but of a middle
space wherein finality, no longer determined by the reference
of a singular office to its sovereign source, appears as a series
of resistance/escalations in the flow of power: legislation-veto-override-legal
challenge-legislative limitation on legal jurisdiction-veto-override-legal
challenge....
As
a stasis or reversal in the movement of
accountability immunities may be understood in terms of three
propositions. (1) Their point of maximum tension lies in the
confrontation with prerogative powers. (2) Immunities never
include corruption. (3) Though they may be confounded with the
division of labor itself, immunities have no normal functioning
within the division of labor but rather serve to determine the
extension or contraction of modes of accountability.
|
1. The line of difference which runs from private life, from
the natural body, intersects the axis of public power at the
prerogative - where the claims of power are most necessary,
most dramatic, and most likely to disrupt the division of labor.
The prerogative of an office may be imagined as enclosed on
three sides: by the line of difference with private life, by
the division of labor, and by its sovereign source. Because
it is fluid, labile, adaptable and readily abused the prerogative
of an office is vulnerable to attack along the line of difference
from private life - the charge of corruption. For the same reasons
it offends the division of labor - the charge of usurpation.
And its line of defense always recalls a proximity or privileged
access to its source of virtue and authority interrupted only
by the potential of blasphemy. Does a jury return a verdict
contrary to law in light of the evidence? Perhaps there is corruption.
More likely, in determining the law for itself it usurps a judicial
function. But the jury lies close to the democracy, to the sovereign
source. Having been selected to decide rationally a matter which
they would never hear were reason adequate to the task, the
jury stands grounded in the democracy speaking with the voice
of virtue and its unquestionable authority.
The question of immunity is always posed in relation to the
prerogative and thus within the framework of this triangulation.
Of course, it is no longer high office as such which justifies
absolute immunity, but the presence of a broad range of responsibilities
and duties and a wide area of discretion within the definition
of an office. Consequently, immunities may be graded, quantified
and otherwise differentiated according to a calculation of the
mix of constraint and freedom within particular agencies. Operations
which proceed in a law-like fashion, fully constrained, wholly
ministerial, can support no immunity because there is no prerogative,
and a prerogative is essential because it is that aspect which,
in the name of judgment, comprehends mistake, error and harm
as legitimate in principle. Where an exercise of prerogative
powers may be arguably unwise, ministerial operations are simply
screwed up. The scope of an immunity reflects the presence of
wisdom, and to that precise extent actualizes the functioning
of sovereignty.
2.
In the discourse of immunity, corruption makes its vigorous
appearance as a principle of difference and absolute exclusion;
and in a more tempered fashion as a principle of qualification.
As the antithesis of 'good behavior' corruption is the great
other of the prerogative, the dark face of wisdom, the inevitable
contamination of public office by private desire. By definition
no immunity comprehends behavior which has taken flight from
the axis of public power. As a principle of qualification corruption
appears as a distortion of judgment. Between wisdom and corruption
lie the potholes of bad faith, malice, recklessness: defects
of motivation which suggest but never fully uncover the invasion
of private desire.
3.
Speaking loosely, it might be said that the division of labor
as such is a creature of operationally specified reciprocal
immunities. But since it is given in the notion of a division
of labor that operations are distributed and modes of accountability
specified the negative is implicit: within its legitimate functioning
anagency may not be questioned outside the mode of accountability
that defines the division of labor. To be sure, a certain amount
of tension is generated by the need to counter extraordinary
usurpations with unusual mechanisms of accountability, but it
is doubtful whether a doctrine of
immunity has any place within the normal functioning of the
division of labor.
The
Judges, both of the supreme and inferior Courts, shall hold
their Offices during good Behaviour, and shall, at stated
Times, receive for their Services, a Compensation, which shall
not be diminished during their Continuance in Office....
and
for any Speech or Debate in either House, they [Senators and
Representatives] shall not be questioned in any other Place.
No
Money shall be drawn from the Treasury, but in Consequence
of Appropriations made by Law;
Life
Tenure as a term of office and as an immunity from discharge;
an absolute external privilege for speech as defining a deliberative
function and as stipulating an impenetrable barrier to liability.
To be sure these statements may be grasped as reciprocal figures,
ways of speaking. No one is deeply confused upon hearing that
judges and members of congress are immune in certain specific
ways, but it surely confounds ordinary understanding to speak
of unappropriated funds as immune from expenditure even though
the latter is as clear in its expression of a prerogative power
as are the two classical formulations. Since the legislative
and judicial provisions are linked in a generative or causal
manner with a political history they are said to be prophylactic
maneuvers, but so, too, the appropriation clause. Historical
linkages generally describe the struggles of accountability
with treason: Lord Coke's assertion of the privilege of artificial
reason over the natural reason of kingship; the charge of sedition
leveled at those who would critique democratic legality. These
are moments in the development of the division of labor itself,
efforts on the part of accountability to find a voice and a
grounding in sovereignty that would eliminate the interminable
oscillation between treason and revolution. The movement of
these struggles lies in the fragmentation and distribution of
prerogatives, functional privileges and points of access to
a sovereign source. To view them as immunities is to cynically
regard the division of labor as a negative formation with no
grounding save in mutual jealousy. As a matter of ordinary discourse
perhaps no great harm is done by speaking of judicial life tenure
as a piece of instrumentalism, as a strategy for isolating adjudication
from the more egregious forms of political intrusion. But something
is surely lost to understanding by the failure of this discursive
simplicity to recognize the positive linkage between the notion
of legal autonomy and an absolute exegetical finality. The infinite
regression of a law-making judge and a judge-making law is not,
after all, unrelated to the reciprocal absolutism of a king-making
law and a lawmaking king. Life tenure is a statement of the
prerogative power over adjudication within a division of labor
which presupposes a certain legal sovereignty. Perhaps this
has some bearing on the infrequent appearance of judicial life
tenure at the local level where the sovereignty of a determinate
law plays to a more skeptical audience.
We now speak of immunities in specific and limited contexts
-as, for example, an issue of absolute immunity from civil liability
in damages for injury to a private citizen. Conceding that power
is accountable within a division of labor,, significant political
energies are employed to resist or encourage multiplication
of these quite specific mechanisms. And with a vehemence which
gives the impression that the entirety of the royal prerogative
is at stake - "it is not a tort for government to govern",
particular modes of accountability suffer an exclusion, a qualified
inclusion, or are assimilated as part of an elaborate network
which, in the name of pragmatism, determines the division of
labor as a technical apparatus of power. Not, to be sure, without
considerable confusion over whether brutality, degeneracy, ignorance,
ineptitude and other illegitimate exercises of power are being
brought more fully under virtuous democratic control, or whether
the agents and agencies of the state must now govern timidly,
defensively and less. In any event, above the explosion of reports,
statements, accountings, reviews, filings, consultations, hearings
and access rights rises the question whether the classical division
of labor can comprehend an indefinite elaboration of the forms
of accountability without damaging certain central mythologies.
At issue is not a revival of classical stresses: the spectre
of legislative activism at the close of the 18th century, executive
usurpations during the new deal, or judicial stimulations after
World War II. Rather, a series of potentially disintegrative
suspicions: that the modern administrative agency is not a simple
addendum to an otherwise pristine tripartite structure; that
the exclusion from the political division of labor of the decedents
of the house of Morgan is at best an arid formalism; that when
contemporary lawsuits challenging administrative agencies abandon
any grounding in private property they not only depart from
classical forms, but also accuse traditional litigation with
its dependency on an alliance between private property and public
power.
At
a time when immunities are elaborated according to a sophisticated
calculation of governmental necessity and bureaucratic functioning,
why an interrogation in terms of this antique notion of the
prerogative? Perhaps simply to demonstrate that the utilitarian
calculation is not an indispensable mode of analysis, and that
the distribution of immunities may be determined with equal
precision through an analysis of the danger posed by private
desire, the functioning of the division of labor, and the privileged
access to sovereignty; perhaps to discover whether modern government
has a better reason for imposing unlimited liability on those
who perform routine, fully constrained, ministerial tasks than
that they do not enjoy participation in a royal majesty; or
perhaps to discover whether positive jurisprudence can account
for discretion in terms not reducible to corruption, blasphemy
and usurpation.
III.
Discretion
Discretion makes its appearance in jurisprudence along two lines
of difference. First, in its relation with law, as that which
is indeterminate and therefore Other than law; a weakness or
highly problematic gap in legality. Second, as distributed down
through a hierarchy of authority, it bears an uncertain,, ambiguous
relation to sovereign power. These two lines of difference are
co-ordinate: discretion is not a deficiency of law to the extent
it bears a secure relation with sovereign power. Consider an
exercise of suffrage, executive clemency or the veto-power.
Suffrage flourishes in the purety of choice; so absolute is
its freedom that to entertain it as an example within a discussion
of discretion appears anomolous. However stringently law may
constrain suffrage in the mechanics of its exercise, it remains
the articulation of an irreducible will. And If we are speaking
broadly, the pardon and the veto may also be counted as instances
of discretion where law merely selects proper occasions and
constructs proper objects.
There
is also a reciprocity in the functioning of these co-ordinates.
Discretion exercised in a secure relation with sovereign power
is indeterminate - and to that extent is external to a legality
that seeks to maximize determinacy. To be sure, the determinacy
of law is a central problematic of jurisprudence, but the point
is to situate this problematic in a complex that has a general
boundary describing function for legality. A sound critique
of liberal legality should assert that relative determinacy
and an intense proximity to sovereign power are inversely related,
and together they describe that which is deemed external to
law.
Imagine the space created by these co-ordinates of determinacy
and proximity to sovereign power as divided into quadrants.
According to this scheme suffrage, clemency and the veto should
be located in quadrant A as instances of relatively indeterminate
power bearing a proximate relation to sovereignty. With these
instances compare the decision by a relatively low level official
to grant or deny a parade permit. Given the level at which these
decisions are made within a distribution of authority the existence
of an 'untrammeled discretion' does violence to legality. The
co-ordinates of determinacy/sovereignty would specify locating
power over parade permits either within quadrant C or quadrant
D, with the movement of legality being away from the 'excess'
of discretion characteristic of quadrant C and toward the circumscription
of power in quadrant D. Generally speaking, the movement to
guide, channel or otherwise confine the exercise of discretion
by administrative agencies follows this movement from quadrant
C to Quadrant D. With few exceptions these agencies stand at
some distance from sovereign power, so the issue of discretion
within liberal legality becomes almost exclusively one of relative
determinacy. Those agents who suffer under this determinacy
and distance from sovereignty must also endure a danger of liability
for misconduct in office because they are deprived of the expansive
immunities enjoyed by officials who lay claim to the wisdom,
and therefore the relative indeterminacy, of their sovereign
proximity.
Within
this movement of determinacy the question of expertise may be
posed in a more interesting and expansive way. To the extent
expertise is asserted as a factor in opposition to the movement
of incremental determinacy (i.e., from C to D) it functions
as an alternative to proximate sovereignty. In general it might
be said that access to knowledge-power may be treated as the
functional equivalent of access to sovereign-power since the
truth value of social knowledge is grounded in the normativity
of populations, knowledge and sovereignty are two forms democratic
power assumes. More precisely, majoritarianism and normativity
are two expressions of a singular sovereignty: the former appearing
as desire, the latter as knowledge. Following this line the
expert may be located within a broad system of representation
by a movement back through knowledge and norm to sovereign population.
Two
additional examples which begin by locating both judge and jury
within quadrant C in order to describe the direction of their
respect movements. Recognition of the jury's proximate relation
with the democracy means its incremental legitimacy lies in
perfecting the process of selection - a movement toward quadrant
A. But the issue is far from one sided - compare the issue of
jury nullification with that of the special verdict in criminal
cases. On the specific question whether the jury should be told
they have the power (though not the right) to find against the
law sovereign proximity tends to lose out to legal determinacy
and the movement is toward D or B. But forcing the jury to render
special verdicts in criminal cases involves an excessive determinacy
quadrant A appears appropriate. In the case of adjudication,
the discourse of legitimacy consistently maintains that determinacy
and sovereign proximity are alternative requirements so that
a rigorous (determinate) judicial legality substitutes for a
deficient (distanced) political accountability. Legitimate adjudication
must reside in either quadrant D or A, and this accounts f or
the 'unhappy consciousness' of liberal apologists. On the one
hand, legitimacy could be secured by an incremental determinacy,
but this seems impossible even within the fictitious historical
universe of an absolute formalism. On the other hand, drawing
adjudication closer to sovereign authority endangers the particularity
of "judicial power" and thus undermines the separation
of law and politics: government under law requires a certain
distancing of adjudication from sovereignty; of reason from
will. Unable to chose between these equally disastrous alternatives
the primal instinct suggests inertia, a benign passivity that
avoids confronting sovereignty with its law at the expense of
shrinking adjudication within the division of labor.
The four quadrants specify distinct contemporary situations:
A.
The situation of discretion arising from a proximate sovereignty
and enjoying a maximal immunity.
D.
The fully determinate requirements of a distanced office the
occupant of which may be liable for error.
C.
The problem of agents and agencies currently enjoying a discretion
that, not being justified by sovereign proximity, must be
eliminated by a greater determinacy.
B.
The dilemmas of law and politics, reason and desire, fact
and value make their appearance here, a legacy of the king
making law and the law making king. In this space we dream
of the double negation that consumes alienation.
In
its indeterminacy discretion is an Other of law, and one name
of this Other is politics. Indeterminate power is, therefore,
a political power the exercise of which in a particular context
may constitute usurpation within the division of labor. The
"non-delegation" and "vagueness" doctrines
specify an inappropriate movement of indeterminate power away
from its proximate relation with sovereignty and law respectively,
a distancing that does violence to the division of labor. And
in absolutely classical fashion the charge of usurpation is
avoided by a thoroughly blasphemous claim on the part of relatively
low level (in terms of distance from sovereign source) agents
to be acting for a higher good: the virtue and authority of
justice, democracy, emergency, or the sovereign people. Discretion
becomes legitimate as against a claim of usurpation by infusing
the agent or agency with a prerogative power. The jury may thus
acquit criminal defendants against the law and the evidence
because it speaks as the voice of democracy, an actual presence
of absolute sovereignty that may never be artificially cabined
within that body of pragmatic concessions known as the division
of labor.
Like
the King, the hope never dies that law might somehow absolutely
determine the division of labor rather than be determined by
it. And so the principle of democracy as desire struggles with
the principle of law as determinate reason; the former confining
law within the specificity of the division of labor, the latter
supervising the division of labor by a determinate legality.
The release by federal judges of state prisoners held under
the authority of final judgments is a usurpation unless it can
be shown to follow from either a determinate legality or a superior
access to sovereignty necessarily generating an enlarged function
within the division of labor. Below the clamor of legality (determinacy)
and federalism (usurpation) lies the prerogative of justice
making its appearance as the federal writ of habeas corpus.
Thus the triangulated relation of sovereignty, determinate legality
and the division of labor:
The dark side of sovereign proximity, free of both determinacy
and the division of labor, is power exercised as a prerogative
of public office but thoroughly contaminated by private desire.
A white Mississippi jury is unimpressed by the eyewitness testimony
of an FBI agent and acquits Colie Leroy Wilkins of the murder
of a civil rights worker: sovereignty as corruption and the
corruption of sovereignty where usurpation is silent and blasphemy
no longer terrifies. But no one was paid for their vote; and
the jury, since Bushels Case, enjoys an immunity that
creates a space essential for its discretion. Pushing aside
double jeopardy objections in the name of the division of labor,
Wilkins may be re-tried and convicted by the fully determined
behavior of a federal jury.
The
corruption of discretion is the introduction of private desire
in the space reserved for the appearance of sovereignty. This
loathsome pit into which every exercise of prerogative office
may sink is guarded by three furies. (1) A determinate legality
permiting simple identification of the limit,, the line of difference
dividing office from occupant, public from private, the wise
judgment of sovereign virtue from the corruption of private
unreason. (2) A division of labor capable of articulating its
own principles of extension (accountability) and contraction
(immunity) according to which the mechanisms specifying instances
of usurpation are determined. (3) An exception to the law of
value that permits desire to freely circulate along the axis
of public power and across the division of labor as the irreducible
currency of service and influence.
Notes
My
argument that the division of labor solves the problem of sovereign
accountability by installing a series of resistance/escalations
in the flow of power should not be read as agreement with David
Easton's system theory. See, "A Framework for Political
Analysis" (1965, 1979).
Norm
is used here in Foucault's sense. See my essay 'Law, Norm, Rights',
in "Foucault for Lawyers", (1982).
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